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Ethics

Handout for CFP Code of Ethics

View or download the CFP Board’s Code of Ethics and Standards of Conduct and other supporting material.

 

CFP Ethics CE Registration and Evaluation

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Email(Required)

Enter Your Designations Below:

The CFP Ethics Course is approved for two continuing education (CE) credit for those who have earned the Certified Financial Planner® (CFP®) certification, the International Foundation for Retirement Education’s (InFRE) Certified Retirement Counselor® (CRC®) certification, the College for Financial Planning’s Chartered Retirement Plan Consultant (CRPC) certification, the American College’s designations (ChFC, CLU, RICP), Retirement Management Analyst designation (RMA), ASPPA and other certifications or designations. We will report your CFP® credit. You are responsible for reporting all other certification CE credit. If you would like two continuing education (CE) credits, please enter your designations below.
(College for Financial Planning’s Chartered Retirement Plan Consultant (CRPC) certification, the American College’s designations (ChFC, CLU, RICP), Retirement Management Analyst designation (RMA), ASPPA and other certification or designations)
To receive your CE certificate via email, please provide permission to receive email notifications from the Retirement Resource Center. Your CE certificate email will come from betty.meredith@retirement-resource-center.net. You may unsubscribe at any time.(Required)

Please fill out the evaluation below.

The learning objectives were clearly articulated.
Content was well organized and presented.
Content was relevant and helpful.
Activities incorporated in program helped illustrate application of Code and Standards.
The instructor was knowledgeable about the Code and Standards.
The instructor was able to adequately respond to questions.
There was high quality interaction between the instructor and participants.
The length of the program was just right to adequately cover the content.
This program provided a comprehensive overview of the Code and Standards.

Rate the Learning Objectives (as relevant to your application of the Code of Standards):

LO1: Recognize when a CFP® professional is providing Financial Advice
LO2: Describe CFP Board’s Fiduciary Duty
LO3: Describe the Financial Planning process
LO4: Determine what information must be provided to the client and when to document the exchange of information
LO5: Identify duties when using or referring other service providers or technologies
LO6: Describe the CFP Board enforcement process
Were there any questions you did not have an opportunity to ask?
How many stars would you give this program? (Five is the highest rating).

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